LGSFLK14 topics
Legal Services
Regulation of legal services, professional conduct, and the legal profession
Topics
4 topics01
The Regulatory Role of the SRA
SRA Principles, reserved legal activities, professional indemnity insurance, overriding obligations, equality, and SRA Standards and Regulations
Beginner45 min
02Money Laundering
ProAML legislation, POCA 2002 offences, Terrorism Act 2000, reporting obligations, due diligence requirements, and Money Laundering Regulations 2017
Intermediate45 min
03Financial Services
ProFinancial services regulatory framework, FSMA 2000, specified investments and activities, solicitor exemptions, and SRA Financial Services Rules
Intermediate40 min
04Funding Options for Legal Services
ProPrivate retainers, CFAs, DBAs, fixed fees, legal aid (criminal and civil), third party funding, and legal expenses insurance
Intermediate40 min